Compliance Lead Analyst

Compliance Lead Analyst Join to apply for the Compliance Lead Analyst role at Saudi Tadawul Group.

Support the development and execution of compliance programs, provide subject‑matter expertise on regulatory matters impacting capital market operations. Ensure the company’s activities comply with regulatory requirements, internal policies, and international standards.

Responsibilities

Monitor and interpret relevant laws, regulations, and directives issued by the Capital Market Authority (CMA) and other regulatory bodies.

Conduct risk‑based compliance assessments and reviews of internal policies, processes, and controls.

Lead the development, implementation, and continuous enhancement of the compliance monitoring plan.

Manage regulatory reporting and support timely submissions to regulators.

Investigate and report on any compliance breaches or incidents.

Track and follow up on regulatory changes, ensuring timely updates to company policies and procedures.

Key Accountabilities

Carry out daily operations assigned for the department to comply with the company’s standards.

Prepare timely and accurate department reports to meet the requirements, objectives, and standards of the company and the department.

Ensure the satisfaction of internal and external customers to address their needs in a courteous and timely manner.

Follow all relevant policies, procedures, and processes in order for the work to be carried out in a controlled and consistent manner.

Contribute to the identification of opportunities for continuous improvement of processes and practices, work processes, cost effectiveness, and productivity enhancement.

Promote adherence to policies, procedures, processes, and instructions within the organization.

Maintain a good and respectful relationship with other colleagues and represent the company in a good image.

Education and Certifications Bachelor Degree in Finance / Accounting / Business Administration or similar is required, Master Degree is preferred.

Knowledge and Experience 3+ years of experience in compliance or regulatory roles, ideally within capital markets or financial services.

Seniority level Mid‑Senior level

Employment type Full‑time

Job function Accounting / Auditing

Industries Capital Markets and Financial Services

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