Senior Compliance Officer Capital Markets

Job Title : Compliance Officer – Capital Markets

Location : Riyadh, Saudi Arabia

Industry : Financial Services / Investment Banking

Overview :

A leading international financial institution is seeking a Compliance Officer to join its Riyadh office. The successful candidate will play a critical role in overseeing compliance matters across capital markets operations, ensuring full adherence to local and international regulatory frameworks, including CMA regulations.

Key Responsibilities :

• Lead the implementation, review, and enhancement of compliance frameworks and internal controls in alignment with CMA and global regulatory standards.
• Serve as the primary point of contact with the Capital Market Authority (CMA) for compliance matters.
• Monitor regulatory changes and assess their impact on business operations.
• Provide advisory support to front-office and operational teams on compliance-related topics including trading, licensing, and reporting.
• Manage regulatory filings, license applications, and ongoing reporting requirements.
• Conduct compliance training and promote a culture of compliance awareness across the organization.
• Perform internal reviews and investigations where required.
• Coordinate with global compliance teams to ensure consistency with global policies and procedures.

Requirements :

What’s on Offer :

Application Instructions :

Interested candidates are invited to submit their CV and a brief cover note highlighting relevant experience and regulatory exposure. You can email me at

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