Senior Compliance Officer – Capital Markets | Riyadh, SA

Senior Compliance Officer – Capital Markets

Job Title : Senior Compliance Officer – Capital Markets

Overview :

A leading international financial institution is seeking a Senior Compliance Officer to join its Riyadh office. The successful candidate will oversee compliance matters across capital markets operations, ensuring adherence to local and international regulatory frameworks, including CMA regulations.

Key Responsibilities :

• Lead the implementation, review, and enhancement of compliance frameworks and internal controls in line with CMA and global standards.
• Act as the primary contact with the Capital Market Authority (CMA) for compliance issues.
• Monitor regulatory changes and assess their impact on the business.
• Advise front-office and operational teams on compliance topics such as trading, licensing, and reporting.
• Manage regulatory filings, license applications, and ongoing reports.
• Conduct compliance training and foster a culture of compliance awareness.
• Perform internal reviews and investigations as needed.
• Coordinate with global compliance teams to ensure consistency with international policies.

Requirements :

What’s on Offer :

Application Instructions :

Interested candidates should submit their CV and a brief cover letter highlighting relevant experience and regulatory exposure. Please email your application to

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